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LAU Ka Man

劉嘉敏
CE AWP715Licensed IndividualSFO licence active
Official SFC record

LAU Ka Man (CE number AWP715) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC (Asia) Securities Limited
工銀亞洲証券有限公司

Licence Record (2)

2022-11-22 – present Current
ICBC (Asia) Securities Limited Rep
RA 1 RA 4
2011-01-21 – 2014-05-02
Chong Hing Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP715