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ROWOLD Niklas Roman

CE AWP694Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ROWOLD Niklas Roman (CE number AWP694) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCVC Asia Pacific Limited

Licence Record (5)

2018-04-04 – present Current
CVC Asia Pacific Limited RO
RA 1 RA 4
2016-03-22 – 2018-04-04
CVC Asia Pacific Limited Rep
RA 1 RA 4
2013-07-02 – 2016-02-05
Providence Equity Asia Limited RO
RA 1 RA 4
2012-12-10 – 2013-07-02
Providence Equity Asia Limited Rep
RA 1 RA 4
2011-01-13 – 2012-10-13
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP694