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YU Ming Hui

游明慧
CE AWP642Licensed IndividualSFO licence active
Official SFC record

YU Ming Hui (CE number AWP642) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2022-10-05 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2012-07-30 – 2022-08-15
Rich Union Securities (H.K.) Limited Rep
RA 1
2011-01-11 – 2012-06-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP642