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LAM Sin Wa

林倩華
CE AWO867Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Sin Wa (CE number AWO867) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPartners Asset Management (HK) Limited
博大資產管理(香港)有限公司
Responsible OfficerPartners Capital Securities Limited
博大證券有限公司

Licence Record (5)

2022-04-13 – present Current
Partners Asset Management (HK) Limited RO
RA 4 RA 9
2020-04-08 – present Current
Partners Capital Securities Limited RO
RA 1
2013-10-28 – 2022-04-13
Partners Asset Management (HK) Limited Rep
RA 4 RA 9
2011-06-10 – 2020-04-08
Partners Capital Securities Limited Rep
RA 1
2011-01-03 – 2011-05-29
Bright Smart Securities International (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWO867