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CHAN Ching Sum, Sam

陳錚森
CE AWO231Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Ching Sum, Sam (CE number AWO231) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHong Kong ZH Capital Co., Limited
香港中昊資本有限公司

Licence Record (12)

2026-03-09 – present Current
Hong Kong ZH Capital Co., Limited RO
RA 6
2022-07-25 – 2022-08-29
Pulun International Capital Limited Rep
RA 6
2020-05-06 – 2022-07-13
Eddid Capital Limited RO
RA 6
2018-02-28 – 2020-05-03
First Shanghai Capital Limited RO
RA 6
2018-01-17 – 2018-02-28
First Shanghai Capital Limited Rep
RA 6
2017-03-31 – 2017-12-19
CVP Capital Limited RO
RA 6
2017-02-17 – 2017-12-19
CVP Capital Limited Rep
RA 1 RA 4 RA 6
2016-10-27 – 2017-02-12
Changjiang Corporate Finance (HK) Limited RO
RA 6
2014-05-05 – 2017-02-12
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2013-03-01 – 2016-10-27
Changjiang Corporate Finance (HK) Limited Rep
RA 6
2012-10-03 – 2012-11-30
South West Capital Limited Rep
RA 6
2010-12-28 – 2012-08-25
Piper Jaffray Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWO231