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KIM Joon Won

金俊源
CE AWN404Licensed IndividualSFO licence active
Official SFC record

KIM Joon Won (CE number AWN404) is an individual licensed by the Hong Kong SFC. First licensed on 2015-07-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (3)

2022-09-09 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2022-09-09 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2015-07-08 – 2022-07-29
BNP Paribas Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWN404