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CHAN Yiu Nam

陳耀南
CE AWN387Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Yiu Nam (CE number AWN387) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCrosby Securities Limited
高誠證券有限公司
Responsible OfficerEmperor Corporate Finance Limited
英皇企業融資有限公司

Licence Record (3)

2025-12-02 – present Current
Crosby Securities Limited RO
RA 6
2016-08-22 – present Current
Emperor Corporate Finance Limited RO
RA 1 RA 6
2011-07-25 – 2018-08-28
Emperor Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWN387