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WANG Ju

王菊
CE AWN314Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Ju (CE number AWN314) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (3)

2026-05-05 – present Current
CITIC Securities International Global Markets Limited RO
RA 4
2025-10-08 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2 RA 4
2011-01-04 – 2011-04-22
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWN314