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WAN Wai Mai Regina

尹慧媚
CE AWL917Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Wai Mai Regina (CE number AWL917) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTengard Fund Management Limited
騰祺基金管理有限公司

Licence Record (3)

2020-03-17 – present Current
Tengard Fund Management Limited RO
RA 1 RA 4 RA 9
2012-04-23 – 2020-03-17
Tengard Fund Management Limited Rep
RA 1 RA 4 RA 9
2011-01-03 – 2012-01-03
BMI Funds Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWL917