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KWONG Chin Fung

鄺展鋒
CE AWK998Licensed IndividualSFO licence active
Official SFC record

KWONG Chin Fung (CE number AWK998) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (8)

2022-08-03 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 4
2021-11-23 – 2022-07-01
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2021-11-23 – 2022-07-01
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2015-02-27 – 2015-04-10
South China Securities Limited Rep
RA 1
2015-02-27 – 2015-04-10
South China Commodities Limited Rep
RA 2
2015-02-27 – 2015-04-10
South China Forex Limited Rep
RA 3
2010-12-07 – 2020-08-28
Haitong International Securities Company Limited Rep
RA 1 RA 3
2010-12-07 – 2020-01-17
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWK998