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ZHANG Xi

張希
CE AWI936Licensed IndividualSFO licence active
Official SFC record

ZHANG Xi (CE number AWI936) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (3)

2011-06-24 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2011-06-24 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2010-11-24 – 2011-05-13
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWI936