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TSUI Kwan Tung, Gwendolen

徐君彤
CE AWI658Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Kwan Tung, Gwendolen (CE number AWI658) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAmundi Hong Kong Limited
東方匯理資產管理香港有限公司

Licence Record (4)

2019-09-06 – present Current
Amundi Hong Kong Limited RO
RA 1 RA 4 RA 9
2011-12-13 – 2019-09-06
Amundi Hong Kong Limited Rep
RA 1 RA 4 RA 9
2011-11-22 – 2011-12-01
Asset Management One Hong Kong Limited Rep
RA 4 RA 9
2010-11-22 – 2011-11-13
HSZ (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWI658