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TONG Mengshi

童夢石
CE AWH879Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Mengshi (CE number AWH879) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-13. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuaan Securities (Hong Kong) Asset Management Limited
華安證券(香港)資產管理有限公司

Licence Record (5)

2022-12-05 – present Current
Huaan Securities (Hong Kong) Asset Management Limited RO
RA 4 RA 9
2018-07-06 – 2022-04-22
SDIC Securities Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2014-09-24 – 2017-01-30
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9
2014-05-15 – 2020-09-21
SDIC Securities Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2010-12-13 – 2014-04-05
Marco Polo Pure Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWH879