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LAM Yik Wa

林奕華
CE AWH855Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Yik Wa (CE number AWH855) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVictoria Harbour Securities International Limited
維港証券國際有限公司

Licence Record (6)

2019-12-06 – present Current
Victoria Harbour Securities International Limited RO
RA 1 RA 4 RA 9
2018-06-28 – 2019-11-22
Sun International Investment Services Limited RO
RA 1 RA 4
2017-01-16 – 2019-11-22
Sun International Investment Services Limited Rep
RA 1 RA 4 RA 9
2016-07-13 – 2017-01-11
Imperium International Securities Limited Rep
RA 1
2014-04-23 – 2016-06-30
GEO Securities Limited Rep
RA 1
2010-11-18 – 2012-11-13
Louis Capital Markets (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWH855