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SO King Pui

蘇敬培
CE AWH521Licensed IndividualSFO licence active
Official SFC record

SO King Pui (CE number AWH521) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (4)

2024-10-18 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 4 RA 9
2022-09-02 – 2024-08-05
Ninety One Hong Kong Limited Rep
RA 1 RA 4 RA 9
2015-12-14 – 2022-08-15
CLSA Limited Rep
RA 4
2010-12-23 – 2013-05-24
Grand Alliance Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWH521