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LAU Mak Chi

劉陌志
CE AWG054Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Mak Chi (CE number AWG054) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFortune (HK) Securities Limited
富強證券有限公司
RepresentativeFortune Asset Management Limited
富強資產管理有限公司

Licence Record (7)

2020-01-17 – present Current
Fortune (HK) Securities Limited RO
RA 1
2019-04-10 – present Current
Fortune Asset Management Limited Rep
RA 4 RA 9
2019-04-10 – 2020-01-17
Fortune (HK) Securities Limited Rep
RA 1
2017-09-28 – 2019-02-28
China Securities (International) Asset Management Company Limited Rep
RA 4 RA 9
2016-10-17 – 2019-02-28
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2
2010-11-09 – 2016-10-04
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2010-11-09 – 2016-10-04
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWG054