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ZHENG Xiaoxi

鄭小溪
CE AWF326Licensed IndividualSFO licence active
Official SFC record

ZHENG Xiaoxi (CE number AWF326) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGrand Alliance Asset Management Limited
浩成資產管理有限公司

Licence Record (4)

2026-01-29 – present Current
Grand Alliance Asset Management Limited Rep
RA 4 RA 9
2015-06-01 – 2025-12-23
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 4 RA 9
2012-07-12 – 2015-05-31
RCM Asia Pacific Limited Rep
RA 4 RA 9
2010-11-11 – 2012-06-03
Allianz Global Investors Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWF326