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YIP Chin Ho

葉展灝
CE AWE953Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Chin Ho (CE number AWE953) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOCBC Futures Investment (Hong Kong) Limited
華僑期貨投資 (香港) 有限公司
Responsible OfficerOCBC Securities Brokerage (Hong Kong) Limited
華僑證券經紀 (香港) 有限公司

Licence Record (18)

2024-10-09 – present Current
OCBC Securities Brokerage (Hong Kong) Limited RO
RA 1 RA 2
2024-10-09 – present Current
OCBC Futures Investment (Hong Kong) Limited RO
RA 2
2024-09-04 – 2024-10-09
OCBC Securities Brokerage (Hong Kong) Limited Rep
RA 1
2024-09-04 – 2024-10-09
OCBC Futures Investment (Hong Kong) Limited Rep
RA 2
2020-04-29 – 2024-06-19
Soochow Securities International Brokerage Limited RO
RA 1 RA 4
2020-04-29 – 2024-06-19
Soochow Securities International Futures Limited RO
RA 2 RA 5
2020-04-02 – 2020-04-29
Soochow Securities International Futures Limited Rep
RA 2 RA 5
2020-03-04 – 2020-04-29
Soochow Securities International Brokerage Limited Rep
RA 1 RA 4
2019-09-12 – 2019-10-30
Parchment Investment Limited Rep
RA 1
2019-09-12 – 2019-10-30
Parchment Capital Limited Rep
RA 4
2016-06-01 – 2019-08-21
China Sunrise Securities (International) Limited RO
RA 1 RA 4
2015-12-31 – 2016-05-23
Brilliant Norton Securities Company Limited RO
RA 1 RA 4
2015-12-23 – 2015-12-31
Brilliant Norton Securities Company Limited Rep
RA 1 RA 4
2015-11-05 – 2015-12-11
ICBC Asset Management (Global) Company Limited RO
RA 5
2014-09-24 – 2015-12-11
ICBC (Asia) Futures Company Limited RO
RA 2 RA 5
2014-09-03 – 2014-09-24
ICBC (Asia) Futures Company Limited Rep
RA 2 RA 5
2010-11-02 – 2014-04-04
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-11-02 – 2014-04-04
Phillip Commodities (HK) Limited Rep
RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWE953