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YU Man Ting Loretta

余敏婷
CE AWE558Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Man Ting Loretta (CE number AWE558) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTen Asset Management Limited
壹拾資產管理有限公司
Responsible OfficerTenbase Securities Limited
拾貝證券有限公司

Licence Record (10)

2025-09-04 – present Current
Tenbase Securities Limited RO
RA 1
2021-09-20 – present Current
Ten Asset Management Limited RO
RA 4 RA 9
2021-07-20 – 2021-09-20
Ten Asset Management Limited Rep
RA 4 RA 9
2020-02-07 – 2021-04-30
Leo Asset Management Limited RO
RA 4 RA 9
2018-12-13 – 2021-04-30
Yuen Meta (International) Securities Limited RO
RA 1
2018-02-02 – 2018-05-03
Prestige Securities Limited RO
RA 1
2017-02-07 – 2018-05-03
Prestige Asset Management Limited Rep
RA 9
2016-10-28 – 2018-05-03
Prestige Securities Limited Rep
RA 1 RA 4
2012-08-08 – 2016-10-21
KGI Asia Limited Rep
RA 1
2010-10-29 – 2012-07-31
Hung Sing Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWE558