Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Cheuk Him, Alvin

黃卓謙
CE AWD487Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Cheuk Him, Alvin (CE number AWD487) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Sunrise Capital Limited
華升資本有限公司

Licence Record (5)

2025-10-23 – present Current
China Sunrise Capital Limited RO
RA 6
2016-08-10 – 2025-10-06
Innovax Capital Limited RO
RA 6
2015-08-10 – 2025-10-06
Innovax Capital Limited Rep
RA 1 RA 6
2015-02-12 – 2015-07-31
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2010-12-20 – 2015-01-23
Neutral Financial Holding Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWD487