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LI Kwok Tung

李國棟
CE AWB685Licensed IndividualSFO licence active
Official SFC record

LI Kwok Tung (CE number AWB685) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (3)

2022-07-18 – present Current
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 9
2019-11-04 – 2022-05-29
Samsung Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2010-11-02 – 2019-10-20
Telligent Capital Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWB685