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LI Wai Han

李惠嫻
CE AVX424Licensed IndividualSFO licence active
Official SFC record

LI Wai Han (CE number AVX424) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司

Licence Record (4)

2017-08-01 – present Current
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2014-07-09 – 2017-07-07
UOB Kay Hian (Hong Kong) Limited Rep
RA 4
2011-11-17 – 2014-07-01
Everbright Securities Investment Services (HK) Limited Rep
RA 4
2010-09-20 – 2011-10-31
Bright Smart Securities International (H.K.) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVX424