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YAU Vincent Wing Tsuen

邱穎臻
CE AVV901Licensed IndividualSFO licence active
Official SFC record

YAU Vincent Wing Tsuen (CE number AVV901) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHaitong International Futures Limited
海通國際期貨有限公司
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (7)

2024-05-16 – present Current
Haitong International Futures Limited Rep
RA 2
2020-01-29 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 4
2021-06-08 – 2023-04-13
UBS Securities Asia Limited Rep
RA 1 RA 2
2021-06-08 – 2023-04-13
UBS Securities Hong Kong Limited Rep
RA 1 RA 2 RA 7
2017-05-11 – 2020-01-08
CGS International Securities Hong Kong Limited Rep
RA 1
2010-09-20 – 2017-01-25
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2 RA 7
2010-09-20 – 2011-12-30
BNP Paribas Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV901