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CHEUNG Yee Yan Elaine

張懿恩
CE AVV775Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Yee Yan Elaine (CE number AVV775) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCitigroup First Investment Management Limited

Licence Record (3)

2017-01-17 – present Current
Citigroup First Investment Management Limited RO
RA 4 RA 9
2016-09-08 – 2017-01-17
Citigroup First Investment Management Limited Rep
RA 4 RA 9
2010-09-07 – 2016-03-16
State Street Global Advisors Asia Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV775