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PAN Jin

潘瑾
CE AVV688Licensed IndividualSFO licence active
Official SFC record

PAN Jin (CE number AVV688) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMillennium Capital Management (Hong Kong) Limited

Licence Record (6)

2022-02-28 – present Current
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2020-11-09 – 2021-09-28
GLG Partners Hong Kong Limited Rep
RA 1 RA 4
2018-12-03 – 2020-03-13
QUAD Capital Management Limited RO
RA 4 RA 9
2014-09-29 – 2018-12-03
QUAD Capital Management Limited Rep
RA 4 RA 9
2010-09-03 – 2011-04-29
ICBC International Securities Limited Rep
RA 1
2010-09-03 – 2011-04-29
ICBC International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV688