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YANG Bei

楊北
CE AVV546Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Bei (CE number AVV546) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (2)

2022-07-04 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 1 RA 6
2010-09-03 – 2022-07-04
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV546