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LI Wing Chung

李穎冲
CE AVV403Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Wing Chung (CE number AVV403) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLego Asset Management Limited
力高資產管理有限公司
Responsible OfficerLego Securities Limited
力高證券有限公司

Licence Record (8)

2020-07-13 – present Current
Lego Asset Management Limited RO
RA 4 RA 9
2017-01-19 – present Current
Lego Securities Limited RO
RA 1
2015-10-23 – 2017-01-11
Brilliant Norton Securities Company Limited RO
RA 1 RA 4
2015-10-02 – 2015-10-23
Brilliant Norton Securities Company Limited Rep
RA 1 RA 4
2011-05-25 – 2015-09-25
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2011-05-25 – 2015-09-25
Phillip Commodities (HK) Limited Rep
RA 2 RA 5
2011-01-31 – 2011-04-22
Haitong International Futures Limited Rep
RA 2
2010-09-02 – 2011-04-22
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV403