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MA Martin

馬丁
CE AVT521Licensed IndividualResponsible OfficerSFO licence active

MA Martin (CE number AVT521) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Responsible OfficerGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (5)

2024-05-08 – present Current
2024-05-08 – present Current
2010-09-01 – present Current
2016-10-11 – 2024-05-08
2012-05-07 – 2016-10-10