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LEE Ka Ki

李家祺
CE AVT065Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Ka Ki (CE number AVT065) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCaitong International Securities Co., Limited
財通國際證券有限公司
RepresentativeCaitong International Securities Co., Limited
財通國際證券有限公司

Licence Record (14)

2024-06-17 – present Current
Caitong International Securities Co., Limited RO
RA 1
2022-06-15 – present Current
Caitong International Securities Co., Limited Rep
RA 1 RA 4
2021-11-17 – 2022-06-07
Realord Asia Pacific Securities Limited RO
RA 1 RA 2
2021-09-24 – 2021-11-17
Realord Asia Pacific Securities Limited Rep
RA 1
2020-11-30 – 2021-08-08
Vision Capital International Holdings Limited RO
RA 1
2020-08-17 – 2021-08-08
Vision Capital International Holdings Limited Rep
RA 1 RA 4
2019-04-08 – 2020-08-02
Soochow Securities International Brokerage Limited Rep
RA 1
2019-04-08 – 2020-08-02
Soochow Securities International Futures Limited Rep
RA 2
2017-06-16 – 2019-01-25
iBest Investment Services Limited Rep
RA 3
2014-05-15 – 2019-03-24
Haitong International Securities Company Limited Rep
RA 1 RA 3
2014-05-15 – 2019-03-24
Haitong International Futures Limited Rep
RA 2
2011-06-01 – 2014-04-26
Fulbright Securities Limited Rep
RA 1
2011-06-01 – 2014-04-26
Fulbright Futures Limited Rep
RA 2
2010-08-23 – 2011-05-30
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVT065