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LAM Wai Ho

林煒壕
CE AVS360Licensed IndividualResponsible OfficerSFO licence active

LAM Wai Ho (CE number AVS360) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (6)

CapacityCompany / Institution
Responsible OfficerBright Smart Forex Limited
耀才環球外匯有限公司
Responsible OfficerBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Responsible OfficerBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
RepresentativeBright Smart Asset Management Limited
耀才資產管理有限公司
RepresentativeBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RepresentativeBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (7)

2018-04-20 – present Current
2017-11-03 – present Current
2014-07-24 – 2018-04-20