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LAI Hoi Ki

黎凱琪
CE AVP642Licensed IndividualSFO licence active
Official SFC record

LAI Hoi Ki (CE number AVP642) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Services Limited
恒生投資服務有限公司

Licence Record (6)

2024-10-23 – present Current
Hang Seng Investment Services Limited Rep
RA 4
2011-04-18 – 2012-02-19
CES Commodities (HK) Limited Rep
RA 2
2011-03-11 – 2012-02-19
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2011-03-11 – 2012-02-19
CES Forex (HK) Limited Rep
RA 3
2010-08-03 – 2010-12-10
Hafoo Securities Limited Rep
RA 1
2010-08-03 – 2010-12-10
Wilson Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVP642