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YANG Tao

楊濤
CE AVP529Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Tao (CE number AVP529) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBosera Asset Management (International) Co., Limited
博時基金(國際)有限公司
RepresentativeBosera Asset Management (International) Co., Limited
博時基金(國際)有限公司

Licence Record (4)

2019-03-20 – present Current
Bosera Asset Management (International) Co., Limited RO
RA 9
2017-07-26 – present Current
Bosera Asset Management (International) Co., Limited Rep
RA 4 RA 9
2015-05-19 – 2017-06-09
CITIC Securities Asset Management (HK) Limited Rep
RA 4 RA 9
2010-08-30 – 2011-05-13
CCB International Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVP529