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CHAN Tung Wa

陳東華
CE AVP005Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Tung Wa (CE number AVP005) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVenture Smart Asia Limited
意博資本亞洲有限公司

Licence Record (7)

2026-02-06 – present Current
Venture Smart Asia Limited RO
RA 1 RA 4 RA 9
2025-09-17 – 2025-12-17
CAM Wealth Management Company Limited RO
RA 4 RA 9
2023-12-12 – 2025-09-05
Crosby Securities Limited Rep
RA 1 RA 4 RA 9
2020-03-12 – 2026-02-06
Venture Smart Asia Limited Rep
RA 1 RA 4 RA 9
2010-10-26 – 2015-05-22
HSBC Broking Forex (Asia) Limited Rep
RA 3
2010-07-29 – 2015-05-22
HSBC Broking Securities (Asia) Limited Rep
RA 1 RA 4
2010-07-29 – 2015-05-22
HSBC Broking Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVP005