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LI Kai Wai

李繼偉
CE AVO604Licensed IndividualSFO licence active
Official SFC record

LI Kai Wai (CE number AVO604) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYue Xiu Securities Company Limited
越秀証券有限公司

Licence Record (10)

2017-11-14 – present Current
Yue Xiu Securities Company Limited Rep
RA 1 RA 2
2017-11-14 – 2024-07-26
Yue Xiu Futures Company Limited Rep
RA 2
2016-10-27 – 2017-10-25
Forthright Securities Company Limited Rep
RA 1
2014-02-18 – 2016-10-19
Zhongtai International Securities Limited Rep
RA 1
2014-02-18 – 2016-10-19
Zhongtai International Futures Limited Rep
RA 2
2011-12-22 – 2013-10-25
Gong Ping Futures Limited Rep
RA 2
2011-03-29 – 2013-10-25
Gong Ping Securities Limited Rep
RA 1
2010-07-28 – 2011-03-19
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2010-07-28 – 2011-03-19
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2010-07-28 – 2011-03-19
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVO604