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ZHONG Xuqi

鍾旭麒
CE AVM870Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHONG Xuqi (CE number AVM870) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSDHG International Asset Management Limited
山高國際資產管理有限公司

Licence Record (6)

2019-01-04 – present Current
SDHG International Asset Management Limited RO
RA 4 RA 5 RA 9
2017-09-28 – 2018-05-31
XinKong International Securities Limited RO
RA 4
2016-02-15 – 2018-05-31
XinKong International Asset Management Limited RO
RA 9
2015-09-25 – 2018-05-31
XinKong International Securities Limited Rep
RA 1 RA 4
2015-09-25 – 2016-02-15
XinKong International Asset Management Limited Rep
RA 9
2010-08-25 – 2015-08-01
Oasis Investment Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM870