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LIU Si

劉斯
CE AVM307Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Si (CE number AVM307) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCI Commodities & Futures Limited
中銀國際期貨有限公司

Licence Record (4)

2025-09-11 – present Current
BOCI Commodities & Futures Limited RO
RA 2 RA 5
2011-02-24 – 2025-09-11
BOCI Commodities & Futures Limited Rep
RA 2 RA 5
2010-07-12 – 2015-11-11
SG Asset Finance (Hong Kong) Limited Rep
RA 1 RA 2
2010-07-12 – 2015-11-11
Newedge Broker Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM307