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CHEN Lijuan

陳利娟
CE AVL498Licensed IndividualSFO licence active
Official SFC record

CHEN Lijuan (CE number AVL498) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (5)

2016-12-19 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 7
2011-10-04 – present Current
UBS Securities Asia Limited Rep
RA 1
2011-10-04 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 1 RA 7
2010-10-11 – 2011-05-06
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2010-07-07 – 2011-05-06
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVL498