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ORCHARD Timothy John

CE AVJ690Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ORCHARD Timothy John (CE number AVJ690) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerFIL Investment Advisors
Responsible OfficerFIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
RepresentativeFIL Investment Advisors
RepresentativeFIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司

Licence Record (4)

2016-05-09 – present Current
FIL Investment Management (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2016-05-09 – present Current
FIL Investment Advisors RO
RA 4 RA 5 RA 9
2010-07-14 – present Current
FIL Investment Management (Hong Kong) Limited Rep
RA 2 RA 4 RA 5 RA 9
2010-07-14 – present Current
FIL Investment Advisors Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVJ690