Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YANG Lingxiu

楊灵修
CE AVH936Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Lingxiu (CE number AVH936) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-10. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGuolian Securities International Capital Co., Limited
國聯證券國際金融有限公司

Licence Record (6)

2024-06-19 – present Current
Guolian Securities International Capital Co., Limited RO
RA 4
2024-01-08 – 2024-06-19
Guolian Securities International Capital Co., Limited Rep
RA 4
2018-05-07 – 2022-09-30
CLSA Limited Rep
RA 4
2016-02-23 – 2018-04-24
CITIC Securities Brokerage (HK) Limited Rep
RA 4
2015-06-11 – 2015-06-30
UBS Securities Asia Limited Rep
RA 4
2010-06-10 – 2013-06-07
Barclays Capital Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVH936