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MOSS Simon Philip

CE AVH101Licensed IndividualSFO licence active
Official SFC record

MOSS Simon Philip (CE number AVH101) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBalyasny Asset Management (Hong Kong) Limited (trading as Corbets Capital)

Licence Record (4)

2026-05-04 – present Current
Balyasny Asset Management (Hong Kong) Limited (trading as Corbets Capital) Rep
RA 9
2014-03-07 – 2026-03-06
BNP Paribas Securities (Asia) Limited Rep
RA 1
2012-07-03 – 2012-11-01
RBC Capital Markets (Hong Kong) Limited Rep
RA 1 RA 6
2010-06-09 – 2012-05-05
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVH101