XU Hao

許昊

CE AVA631Licensed IndividualResponsible OfficerSFO licence active

XU Hao (CE number AVA631) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Arta Asset Management Limited 裕承資產管理有限公司
Responsible Officer	Arta Corporate Advisory Limited 裕承企業顧問有限公司

Licence Record (11)

2026-02-12 – present Current

Arta Corporate Advisory Limited RO

RA 6

2024-08-23 – present Current

Arta Asset Management Limited RO

RA 1 RA 4 RA 9

2024-11-04 – 2026-02-12

Arta Corporate Advisory Limited Rep

RA 6

2024-08-23 – 2025-12-17

Arta Global Markets Limited RO

RA 1 RA 4 RA 9

2020-10-12 – 2024-08-23

Avantua Capital Management Limited RO

RA 4 RA 9

2020-07-10 – 2020-08-14

Kaisa Asset Management Limited RO

RA 4 RA 9

2020-06-30 – 2020-08-14

Kaisa Financial Group Company Limited Rep

RA 1

2017-05-29 – 2020-07-10

Kaisa Asset Management Limited Rep

RA 4 RA 9

2016-07-19 – 2016-11-30

Fulbright Securities Limited Rep

RA 1 RA 4

2016-07-19 – 2016-11-30

Fulbright Asset Management Limited Rep

RA 9

2010-04-26 – 2010-12-15

RBS Asia Corporate Finance Limited Rep

RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVA631