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NG Ka Man

吳家文
CE AUZ729Licensed IndividualSFO licence active
Official SFC record

NG Ka Man (CE number AUZ729) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司

Licence Record (7)

2019-04-11 – present Current
MIB Securities (Hong Kong) Limited Rep
RA 1 RA 2
2019-04-11 – 2025-05-15
MIB Futures (Hong Kong) Limited Rep
RA 2
2017-10-03 – 2019-04-09
KGI Asia Limited Rep
RA 1
2014-07-30 – 2017-10-02
KGI Asia Limited Rep
RA 1
2014-07-30 – 2019-04-09
KGI Futures (Hong Kong) Limited Rep
RA 2
2013-01-11 – 2014-07-23
Open Securities Limited Rep
RA 1 RA 2
2010-04-12 – 2012-12-18
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUZ729