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LAM Ping Sum

林炳森
CE AUZ549Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Ping Sum (CE number AUZ549) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGRT Capital Management Limited
豐裕環球資產管理有限公司

Licence Record (7)

2018-06-12 – present Current
GRT Capital Management Limited RO
RA 4 RA 9
2016-09-09 – 2018-03-19
Sunhigh Financial Holdings Limited RO
RA 1 RA 4 RA 9
2016-05-13 – 2016-08-05
Superactive Financial Group Company Limited RO
RA 9
2016-04-13 – 2016-05-13
Superactive Financial Group Company Limited Rep
RA 9
2013-07-22 – 2016-03-31
C.P. Financial Management Limited Rep
RA 9
2011-07-27 – 2013-07-06
oOo Securities (HK) Group Limited Rep
RA 1 RA 9
2010-04-20 – 2011-05-31
Redford Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUZ549