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CHAN Ling Yu

陳凌宇
CE AUZ371Licensed IndividualSFO licence active
Official SFC record

CHAN Ling Yu (CE number AUZ371) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRifa Securities Limited
日發證券有限公司

Licence Record (6)

2019-03-12 – present Current
Rifa Securities Limited Rep
RA 1
2019-03-12 – 2026-01-26
Rifa Futures Limited Rep
RA 2
2018-04-30 – 2019-03-06
Victory Securities Company Limited Rep
RA 1 RA 2
2017-10-03 – 2018-04-04
KGI Asia Limited Rep
RA 1
2010-05-28 – 2017-10-02
KGI Asia Limited Rep
RA 1
2010-05-28 – 2018-04-04
KGI Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUZ371