FUNG Yuen Yan

馮婉欣

CE AUX016Licensed IndividualResponsible OfficerSFO licence active

FUNG Yuen Yan (CE number AUX016) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司

Licence Record (12)

2024-10-30 – present Current

Yues Asset & Wealth Management Limited RO

RA 4 RA 9

2022-07-20 – 2024-10-20

Honghu Best Global Family Office Limited RO

RA 1 RA 4 RA 9

2021-03-02 – 2022-06-08

Kingdom Securities Limited RO

RA 1

2019-04-15 – 2022-06-08

Kingdom Investment Managers Limited RO

RA 4 RA 9

2018-03-06 – 2018-09-13

China Hanya Asset Management Limited Rep

RA 4 RA 9

2016-06-07 – 2018-01-18

China Sky Securities Limited RO

RA 1

2016-05-05 – 2016-06-07

China Sky Securities Limited Rep

RA 1

2015-12-18 – 2016-04-30

Formax Securities Limited RO

RA 1 RA 2

2015-03-27 – 2015-12-18

Formax Securities Limited Rep

RA 1 RA 2

2011-03-29 – 2015-03-06

SKYVAST SECURITIES LIMITED Rep

RA 1 RA 2

2010-03-17 – 2010-06-01

ICBC International Securities Limited Rep

RA 1

2010-03-17 – 2010-06-01

ICBC International Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUX016