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LUO Xun

羅勛
CE AUW916Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUO Xun (CE number AUW916) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible Officerabrdn Hong Kong Limited
安本香港有限公司

Licence Record (5)

2025-11-17 – present Current
abrdn Hong Kong Limited RO
RA 1 RA 4 RA 9
2018-01-26 – 2025-11-17
abrdn Hong Kong Limited Rep
RA 1 RA 4 RA 9
2013-05-24 – 2016-08-12
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 9
2013-04-24 – 2013-05-14
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 9
2010-03-19 – 2013-02-15
NNIP Hong Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUW916