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ZHENG Lucy Xiao-wei

鄭小薇
CE AUW197Licensed IndividualSFO licence active
Official SFC record

ZHENG Lucy Xiao-wei (CE number AUW197) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBelvest Investment Services Limited
研富投資服務有限公司

Licence Record (4)

2015-05-20 – present Current
Belvest Investment Services Limited Rep
RA 1 RA 4 RA 9
2015-02-25 – 2015-04-20
Altruist Financial Group Limited Rep
RA 1 RA 4
2013-10-21 – 2014-12-30
Pyrmont Wealth Management Limited Rep
RA 4 RA 9
2010-03-08 – 2012-03-01
AXA Financial Planning (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUW197