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LIM Kin Heng

林健恆
CE AUV550Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIM Kin Heng (CE number AUV550) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficeroOo Securities (HK) Group Limited
奧翱驁集團(香港)證券有限公司
Responsible Officerorientiert International Markets Limited

Licence Record (8)

2023-03-24 – present Current
oOo Securities (HK) Group Limited RO
RA 1 RA 4 RA 9
2023-03-24 – present Current
orientiert International Markets Limited RO
RA 1 RA 4 RA 9
2022-03-29 – 2022-10-03
Zijing Asset Management Limited RO
RA 4 RA 9
2020-11-13 – 2021-08-12
Prime Harvest Capital Limited RO
RA 4 RA 9
2015-10-30 – 2020-07-27
GEO Securities Limited RO
RA 1 RA 4 RA 9
2013-07-26 – 2015-10-30
GEO Securities Limited Rep
RA 1 RA 4
2010-06-09 – 2011-12-31
Fulbright Futures Limited Rep
RA 2
2010-03-03 – 2013-07-15
Fulbright Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUV550