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LUO Yang

駱陽
CE AUV152Licensed IndividualSFO licence active
Official SFC record

LUO Yang (CE number AUV152) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoint72 Hong Kong Limited

Licence Record (5)

2025-11-12 – present Current
Point72 Hong Kong Limited Rep
RA 9
2022-01-03 – 2025-07-07
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2017-10-18 – 2021-11-26
Credit Suisse (Hong Kong) Limited Rep
RA 4
2014-08-04 – 2017-07-08
UBS Securities Asia Limited Rep
RA 4
2010-03-04 – 2014-05-31
Nomura International (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUV152