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LAM Ka Lai

林嘉麗
CE AUT719Licensed IndividualSFO licence active
Official SFC record

LAM Ka Lai (CE number AUT719) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (3)

2016-12-19 – present Current
UBS Securities Hong Kong Limited Rep
RA 1
2010-03-01 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2010-03-01 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUT719